DEPARTMENT OF HOMELAND SECURITY
BOARD FOR CORRECTION OF MILITARY RECORDS
Application for the Correction of
the Coast Guard Record of:
BCMR Docket No. 2007-221
xxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxx
FINAL DECISION
This proceeding was conducted under the provisions of section 1552 of title 10 and sec-
tion 425 of title 14 of the United States Code. The Chair docketed the case on September 26,
2007, upon receipt of the completed application, and assigned it to staff member J. Andrews to
prepare the decision for the Board as required by 33 C.F.R. § 52.61(c).
appointed members who were designated to serve as the Board in this case.
This final decision, dated June 12, 2008, is approved and signed by the three duly
APPLICANT’S REQUEST AND ALLEGATIONS
The applicant, who was discharged from the Coast Guard on September 14, 2001, asked
the Board to correct his record by upgrading his reenlistment code from RE-3G (ineligible to
reenlist without a waiver) to RE-1 (eligible to reenlist). He alleged that the claustrophobia that
caused him to be discharged was a “freak, one-time occurrence” that has not happened again.
The applicant alleged that he currently works in an office, rides the train to work, and takes
elevators everyday without a problem. The applicant stated that he currently serves as a Coast
Guard auxiliarist1 but wants to serve on active duty again.
SUMMARY OF THE RECORD
On January 23, 2001, the applicant enlisted in the Coast Guard at age 20. Upon complet-
ing basic training and telecommunications specialist “A” School, he was assigned to a cutter and
reported for duty on July 29, 2001. The next day, July 30, 2001, a chief health services special-
ist, HSC, noted in the applicant’s medical record that the applicant was anxious and said that he
could not stay on the cutter because he felt “closed in. It freaks me out.” The applicant had slept
1 The Coast Guard Auxiliary was established in by Congress in 1939 as a group of volunteer civilians who are
authorized to wear a uniform similar to the Coast Guard officer's uniform. The Auxiliary’s missions include public
education in boat handling, navigation, and marine safety and assisting active duty and reserve members in rescue
missions, environmental protection, and patrolling regattas and other marine events.
in his car the night before to avoid sleeping on the cutter. The command referred the applicant to
a Naval Hospital for psychiatric evaluation. On August 1, 2001, the applicant provided the
following history of his symptoms, as reported by a psychiatric technician:
[The applicant] first experienc[ed] his symptoms at boot camp during a fire-fighting exercise in
which he had to be in full gear and the oxygen breathing apparatus (OBA) for 30 minutes.
Although he was able to get through the entire exercise, the whole time he felt that he was ready to
“snap” and probably could have only last another five minutes. Shortly after boot camp while he
was on leave he started to have anxiety and feelings of tension when in elevators and crowded
areas. [He] stated that he went to his “A” School after leave and didn’t notice this problem occur-
ring, however stated that he avoided most crowded and cramped areas during this time. [He]
stated that he took leave between his “A” School and reporting to the [cutter] and he noticed the
anxiety again when he was in crowded areas and on elevators “with a lot of people or if I had to be
away from the door.” The SN reported that he arrived to his new duty station on the 29th of July
and that when they were giving him a tour of the boat, he started becoming more and more nerv-
ous. [He] reported that after two hours of being on board he had to leave because he was
experiencing an anxiety attack. [He] stated that he returned to the ship later to see if he could han-
dle being on board again. [He] almost immediately started having the same feeling and just left
the boat. [He] called his chief from off the boat and told him what happened and then proceeded
to sleep in his car that night.
Also on August 1, 2001, a staff psychiatrist at the Naval Hospital reported that the
applicant
presented with a 3-4 month complaint of anxiety and panic symptoms within enclosed spaces and
situations in which escape might be difficult. This was noted to be profound once aboard ship,
particularly in the berthing spaces. His medical record reveals documented elevations in blood
pressure and pulse during an anxiety attack aboard ship. The patient does not experience symp-
toms outside of this specific circumstance. His symptoms have resulted in occupation limitations
and poor motivation for continued service. He endorses some neurovegetative symptoms over the
last three days since reporting to Seattle in response to the profound anxiety that he has experi-
enced. He denies any other symptoms suggestive of depressive, anxiety, or psychotic disorders.
The psychiatrist diagnosed the applicant with “Specific Phobia, situational type (claustro-
phobia – fear of enclosed spaces).”2 He concluded that the applicant was fit for duty but had a
“condition which is not amenable to continued service” and should not be assigned to work on a
ship or in enclosed spaces. The psychiatrist recommended that the applicant be administratively
discharged because of his “mental condition,” which was not a disability but rendered him
“incapable of serving adequately in the U.S. Coast Guard.”
On September 14, 2001, the applicant was honorably discharged with an RE-4 reenlist-
ment code (ineligible); a JFX separation code (involuntary discharge due to diagnosed “personal-
2 A “specific phobia” is a “marked and persistent fear of clearly discernible, circumscribed objects or situations.”
American Psychiatric Association, DIAGNOSTIC AND STATISTICAL MANUAL OF MENTAL DISORDERS, FOURTH
EDITION, TEXT REVISION (2000) (DSM-IV-TR), p. 443. “Specific phobia” is listed in the DSM-IV-TR as a type of
anxiety disorder and is not listed with the personality disorders. The subtypes of specific phobias include animal,
natural environment (such as storms, heights, or water), blood-injection-injury, situational, and other. Id. at 445.
The situational type of specific phobia is fear “cued by a specific situation, such as public transportation, tunnels,
bridges, elevators, flying, driving, or enclosed spaces.” Id. The Coast Guard relies on the DSM when diagnosing
members with psychiatric conditions. See Coast Guard Medical Manual (COMDTINST M6000.1B), Chap. 5.B.1.
ity disorder”3); and “unsuitability” as his narrative reason for separation on his discharge form
DD 214.
On January 30, 2002, the applicant submitted an application to the Discharge Review
Board (DRB), asking for the RE-4 code, the JFX separation code, and the narrative reason—
“unsuitability”—to be removed from his DD 214. He asked that his narrative reason for separa-
tion be changed to “honorable.” On March 27, 2003, after reviewing the record, the DRB
concluded that the applicant was not suitable for service in the Coast Guard but might be able to
serve in another Service under circumstances where claustrophobia is not an issue. Therefore,
the DRB recommended that his reenlistment code be upgraded to RE-3G. The DRB also voted
to change his narrative reason to “Personality Disorder vice Unsuitability per the Separation Pro-
gram Designator Handbook.” On September 5, 2003, the Commandant approved the recom-
mendations of the DRB, and the corrections were made to the DD 214 by issuance of a DD 215.
VIEWS OF THE COAST GUARD
On February 19, 2008, the Judge Advocate General (JAG) of the Coast Guard submitted
an advisory opinion recommending that the Board grant partial relief by correcting the appli-
cant’s narrative reason for discharge from “Personality Disorder” back to “Unsuitability.” The
JAG stated that the change made by the DRB in 2003 is inconsistent with Coast Guard policy
because under COMDTINST M1900.4D, the manual for preparing DD 214s, the narrative rea-
son on a DD 214 is supposed to be general, such as “Unsuitability” or “Misconduct,” and should
not provide additional information. The JAG noted that the phrase “Personality Disorder” may
be perceived as derogatory and so recommended that the Board order the Coast Guard to issue
the applicant a new DD 214 with “Unsuitability” as the narrative reason for separation. The JAG
did not recommend upgrading the applicant’s reenlistment code to RE-1.
The JAG submitted as part of the advisory opinion a memorandum on the case prepared
by CGPC. CGPC stated that members discharged for unsuitability may not receive RE-1 codes
and that the RE-3G code is the most favorable reenlistment code authorized for members dis-
charged because of personality disorders.
APPLICANT’S RESPONSE TO THE VIEWS OF THE COAST GUARD
On February 20, 2008, the Chair sent the applicant the views of the Coast Guard and
invited him to respond in writing within thirty days. No response was received.
3 A “personality disorder” is “an enduring pattern of inner experience and behavior that deviates markedly from the
expectations of the individual’s culture, is pervasive and inflexible, has an onset in adolescence or early adulthood,
is stable over time, and leads to distress or impairment.” DSM-IV-TR, p. 685. Types of personality disorders
include paranoid, schizoid, schizotypal, antisocial, borderline, histrionic, narcissistic, avoidant, dependent, and
obsessive-compulsive. Id. “Specific phobia” is not listed as a type of personality disorder and is instead listed as a
type of anxiety disorder in the DSM-IV-TR. Id. at 443. “The diagnosis of Personality Disorders requires an
evaluation of the individual’s long-term patterns of functioning … . The personality traits that define these disorders
must also be distinguished from characteristics that emerge in response to specific situational stressors or more
transient mental states … . The clinician should assess the stability of personality traits over time and across
different situations.” Id. at 686.
APPLICABLE LAW
Chapter 5.B.11.a.5. of the Medical Manual indicates that “specific phobia” is a type of
“panic disorder,” which is a subgroup of “anxiety disorders,” and may be grounds for adminis-
trative separation under Article 12.B. of the Personnel Manual. No part of Article 12.B., how-
ever, expressly mentions phobias.
Article 12.B.12. of the Personnel Manual authorizes enlisted personnel who have a condi-
tion that is not a disability but that interferes with the performance of duty to be discharged for
the convenience of the Government. Reasons for discharge listed under Article 12.B.12. include
conditions such as obesity, motion sickness, enuresis (bedwetting), and somnambulism (sleep-
walking).
Article 12.B.16. of the Personnel Manual authorizes enlisted personnel with diagnosed
personality disorders that are listed in Chapter 5 of the Medical Manual to be discharged by rea-
son of unsuitability at the direction of the Commandant. Chapter 5.B.2 of the Medical Manual
lists personality disorders that qualify a member for administrative discharge pursuant to Article
12.B.16. of the Personnel Manual. No anxiety disorder, panic disorder, or specific phobia is
included among the personality disorders listed in Chapter 5.B.2.
following:
Article 1.E. of COMDTINST M1900.4D, the manual for completing DD 214s, states the
Block 26. Separation Code. Enter the appropriate separation code (SPD) associated with a par-
ticular authority and reason for separation as shown in the SPD Handbook or as stated by the
MPC-SEP in the message granting discharge authority.
Block 27. Reenlistment Code.
1. Enlisted Personnel. Enter the appropriate reenlistment code to denote whether or not the mem-
ber is recommended for reenlistment. Use only the proper reenlistment code associated with a
particular SPD Code as shown in the SPD Handbook….
Block 28. Narrative Reason for Separation. Only the narrative reason, i.e. UNSUITABILITY,
MISCONDUCT, etc. is to be entered--do not enter additional information, i.e. "Due to frequent
involvement with civil authorities, financial irresponsibility, etc."
The SPD Handbook includes the following combinations of codes which might apply to
the applicant’s case:
SPD
Code
JFX
Narrative Reason
for Separation
Personality
Disorder
JFV Condition, Not a
Disability
RE
Code
RE-4 or
RE-3G
RE-4 or
RE-3G
Separation
Authority
12.B.16.
12.B.12.
Explanation
Involuntarily discharged [by direction] when a personality
disorder exists, not amounting to a disability, which poten-
tially interferes with assignment to or performance of duty.
Involuntarily discharged [by direction] when a condition,
not a physical disability, interferes with the performance of
duty (Enuresis, motion sickness, allergy, obesity, fear of
flying, et al.)
FINDINGS AND CONCLUSIONS
The Board makes the following findings and conclusions on the basis of the applicant's
military record and submissions, the Coast Guard's submissions, and applicable law:
The Board has jurisdiction concerning this matter pursuant to 10 U.S.C. § 1552.
An application to the Board must be filed within three years after the applicant
discovers the alleged error in his record.4 However, an application is also timely if submitted
within three years of the decision of the DRB.5 The applicant submitted his application six years
after his discharge and four years after the decision of the DRB in his case. Therefore, his
application was untimely.
Pursuant to 10 U.S.C. § 1552(b), the Board may excuse the untimeliness of an
application if it is in the interest of justice to do so. In Allen v. Card, 799 F. Supp. 158, 164
(D.D.C. 1992), the court stated that to determine whether the interest of justice supports a waiver
of the statute of limitations, the Board “should analyze both the reasons for the delay and the
potential merits of the claim based on a cursory review.”6 The court further instructed that “the
longer the delay has been and the weaker the reasons are for the delay, the more compelling the
merits would need to be to justify a full review.”7
1.
2.
3.
4.
5.
6.
The applicant argued that it is in the interest of justice for the Board to waive the
statute of limitations because he is a member of the Coast Guard auxiliary and wants to enlist on
active duty. This argument and the reason for the applicant’s delay are unpersuasive. However,
the delay was not excessive, and a cursory review of the merits of this case indicates that the
Coast Guard has admitted that the narrative reason for discharge on the applicant’s DD 214 is
erroneous and prejudicial because of a change made by the DRB. Therefore, the Board finds that
it is in the interest of justice to waive the statute of limitations in this case.
The applicant asked the Board to upgrade his RE-3G code to RE-1 so that he may
reenlist on active duty without receiving a waiver. He alleged that he no longer feels anxiety in
enclosed spaces, such as train cars and elevators. However, he submitted no evidence to support
his allegation that he can comfortably tolerate enclosed spaces in stressful situations, as almost
every military member must be able to do, whether in a tank, a plane, or a ship. Therefore, the
Board is not persuaded that the applicant’s reenlistment code should be upgraded to RE-1, which
would allow him to reenlist on active duty without proving to a recruiter that he can tolerate
enclosed spaces in stressful situations.
The Coast Guard reviewed the applicant’s DD 214 and noted that the change
made by the DRB to his narrative reason for separation in 2003 is not only contrary to policy but
also unnecessarily derogatory. The Coast Guard argued that under Article 1.E. of COMDTINST
4 10 U.S.C. § 1552(b).
5 Ortiz v. Sec’y of Defense, 41 F.3d 738, 743 (D.C. Cir. 1994).
6 See also Dickson v. Secretary of Defense, 68 F.3d 1396 (D.C. Cir. 1995).
7 Allen v. Card, 799 F. Supp. 158, 164-5 (D.D.C. 1992). See also Dickson v. Secretary of Defense, 68 F.3d 1396
(D.C. Cir. 1995).
M1900.4D, the applicant’s narrative reason for separation should be the more general category
“Unsuitability” rather than the more specific “Personality Disorder” shown in the SPD Hand-
book. The Board agrees with the Coast Guard that the regulation authorizes the use of the more
general category of discharge “Unsuitability,” rather than the specific subcategory “Personality
Disorder” when a member has actually been diagnosed with a personality disorder.
The Board’s review of the record, however, reveals a more significant error in this
regard. The applicant was discharged because he was diagnosed with “Specific Phobia, situa-
tional type (claustrophobia – fear of enclosed spaces).” However, the separation authority,
separation code, and narrative reason for separation shown his DD 214 indicate that he was dis-
charged because of a diagnosed personality disorder. Neither the Coast Guard Medical Manual
nor the DSM (which the Coast Guard relies on to diagnose psychiatric conditions)8 lists a spe-
cific phobia or claustrophobia as a personality disorder. Instead, the Medical Manual and the
DSM classify such phobias as anxiety disorders or panic disorders, which are not personality
disorders.9 Because the applicant was never diagnosed with a personality disorder, the Board
finds that the narrative reason for separation (either “Unsuitability” or “Personality Disorder”);
separation code (JFX, which denotes an involuntary discharge because of a diagnosed personal-
ity disorder); and separation authority (Article 12.B.16. of the Personnel Manual) shown on his
DD 214 and DD 215 are erroneous, unjust, and unduly prejudicial.10
Members diagnosed with specific phobias may be administratively separated
under Article 12.B. of the Personnel Manual when the phobias interfere with the members’ per-
formance of duty.11 The applicant’s specific phobia clearly interfered with his duty in the Coast
Guard because it stopped him from serving on a cutter, as all members must be able to do. Arti-
cle 12.B.16. of the Personnel Manual, which is the separation authority for “Unsuitability”
discharges and is cited on the applicant’s DD 214, authorizes the administrative separation of
members diagnosed with a personality disorder, but the applicant was never diagnosed with a
personality disorder. Article 12.B.12., on the other hand, authorizes the administrative separation
of members who have certain conditions that are not disabilities but that interfere with their per-
formance of duty. The SPD Handbook even includes one situational phobia—fear of flying—as
an example of the type of condition that may result in a discharge for “Condition, Not a Disabil-
ity” under Article 12.B.12. of the Personnel Manual.
7.
8.
9.
Although the applicant did not ask this Board to correct his separation code and
narrative reason for separation, he did ask the DRB to remove the JFX and “Unsuitability” from
his record and got the worse notation of “Personality Disorder” for his efforts. In addition, the
Coast Guard has had two opportunities to review the DD 214 and reconsider the denotation of
his discharge. Therefore and in light of the clear and prejudicial errors on the DD 214, the Board
finds that it should be corrected to show that the applicant was discharged for a “Condition, Not
8 Coast Guard Medical Manual, Chap. 5.B.1.
9 Coast Guard Medical Manual, Chaps. 5.B.2., 5.B.11.a.5.; DSM-IV-TR, pp. 443, 685.
10 In light of the highly prejudicial nature of a discharge by reason of “personality disorder,” the Board has often
ordered the Coast Guard to correct the narrative reason on a DD 214 to “condition, not a disability” or some other
less prejudicial reason when the diagnosis of personality disorder was absent, uncertain, or not supported by inap-
propriate behavior. See, e.g., BCMR Docket Nos. 2005-082, 2005-045, 2004-044, and 2003-015.
11 Coast Guard Medical Manual, Chap. 5.B.11.a.5.
a Disability,” under Article 12.B.12. of the Personnel Manual, with the corresponding JFV
separation code and RE-3G reenlistment code.
Accordingly, the applicant’s request for an RE-1 code should be denied, but his
DD 214 should be corrected to show “Condition, Not a Disability” as the narrative reason for
separation, JFV as the separation code, an RE-3G reenlistment code, and Article 12.B.12. of the
Personnel Manual as the separation authority. Moreover, these corrections should be made on a
newly issued DD 214, rather than by means of a DD 215, so that the incorrect, prejudicial
information suggesting that he has a personality disorder need not be seen by the applicant’s
future employers.
10.
[ORDER AND SIGNATURES APPEAR ON NEXT PAGE]
ORDER
The application of former xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx, USCG, for
correction of his military record is denied, except that the Coast Guard shall correct his DD 214
as follows:
• Block 25 on his DD 214 shall be corrected to show that he was discharged under the
authority of Article 12.B.12. of the Personnel Manual (COMDTINST M1000.6A).
• Block 26 shall be corrected to show separation code JFV.
• Block 27 shall continue to show code RE-3G.
• Block 28 shall be corrected to show “CONDITION, NOT A DISABILITY” as the
narrative reason for separation.
• The Coast Guard shall issue the applicant a new DD 214 with these corrections made
in the original (not by hand and not by issuing a DD 215).
• The following notation shall be made in block 18 of the new DD 214: “Action taken
pursuant to order of BCMR.”
Evan R. Franke
Robert S. Johnson
Adrian Sevier
CG | BCMR | Discharge and Reenlistment Codes | 2005-134
of the Coast Guard Instruction for completing discharge forms states that a member’s DD 214 should show a separation code and reenlistment code “as shown in the SPD Handbook or as stated by [CGPC] in the message granting discharge authority.” The narrative reason for separation on the DD 214 must be whatever is specified by CGPC. The applicant was diagnosed with an anxiety and adjustment disorder and his CO recommended his discharge pursuant to Article 12.B.12.a. In light of the...
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The military record indicates that the applicant enlisted in the active duty Coast Guard on April 2, 2002. I have had difficult times at Station [G] with the command, and respectfully request a change in rate. While the applicant’s negative behavior and performance would support an RE-4 reenlistment code, the Board finds that the RE-3G is the more appropriate code because it recognizes that the applicant’s discharge was the result of a specific phobia condition that interfered with...
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of the Coast Guard Instruction for completing discharge forms states that a member’s DD 214 should show a separation code and reenlistment code “as shown in the SPD Handbook or as stated by [CGPC] in the message granting discharge authority.” The narrative reason for separation on the DD 214 must be whatever is specified by CGPC. The record indicates that the applicant was discharged due to a diagnosed adjustment disorder, not a personality disorder. Therefore, the Board agrees with the...
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of the Coast Guard Medical Manual lists the personality disorders for which a member may be separated. As the Coast Guard stated, “Condition, Not a Disability” would be more appropriate in this case because the applicant was discharged due to an adjustment disorder, not a personality disorder. Given the applicant’s diagnosed adjustment disorder and the provisions of the SPD Handbook, the Coast Guard should have assigned her the JFV separation code for having a condition that precludes...
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However, CGPC stated, the applicant was not diagnosed with a personality disorder, but with an adjustment disorder. of the Personnel Manual, and the separation code to JFV when the diagnosis of personality disorder was absent, uncertain, or not supported by inappropriate behavior.6 In this case, CGPC recommended that the Board correct the applicant’s DD 214 to show separation code JFV and Article 12.B.12. Accordingly, the applicant’s DD 214 should be corrected to show “Condition, Not a...
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PM Article 12.B.16.b authorizes unsuitability discharges for members diagnosed with one of the “personality behavior disorders … listed in Chapter 5, CG Medical Manual … .” Chapter 5.B.2 of the Medical Manual (COMDTINST M6000.1B) lists the person- ality disorders that qualify a member for administrative discharge pursuant to Article 12 of the Personnel Manual. of the Medical Manual states that schizoaffective disorder and psychotic disorder NOS are disqualifying for military service and...
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of the Coast Guard Instruction for completing discharge forms states that a member’s DD 214 should show a separation code and reenlistment code “as shown in the SPD Handbook or as stated by [CGPC] in the message granting discharge authority.” The narrative reason for separation on the DD 214 must be whatever is specified by CGPC. The Personnel Manual and Medical Manual permit the separation of members with diagnosed adjustment disorders, as well as those with personality disorders, and the...
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unsuitability due to a personality disorder with an RE-4 reenlistment code. Article 12.B.16 provides for discharge by reason of unsuitability due to personality disorders as listed in the Medical Manual. The applicant’s current request does not challenge his reenlistment code and the Board will not render a decision on it at this time, but will allow the applicant six months from the date of this final decision to request a review of his reenlistment code.
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However, a cursory review of the merits of the application indicates that the Coast Guard committed an error by listing JFX (personality disorder) as the separation code, unsuitability as the narrative reason for separation, and RE-4 as the reenlistment code on the applicant’s DD214. It was error for the Coast Guard to describe the applicant’s discharge based on a diagnosis of separation anxiety disorder as a personality disorder. In light of the above findings, the Board finds that it is...
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of the Personnel Manual (COMDTINST M1000.6A) authorizes enlisted personnel to be administratively discharged due to unsuit- ability if they have been diagnosed with one of the personality disorders listed in Chapter 5 of the Medical Manual. (3) of the Medical Manual, depressive mood disor- ders qualify as physical impairments, and members diagnosed with one should be evaluated by an IMB in accordance with the Physical Disability Evaluation System (PDES) Manual. (2) of the PDES Manual,...